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LPLANasdaq
LPL Financial Holdings Inc.
Security & Commodity Brokers, Dealers, Exchanges & Services · DE · CIK 1397911
LPL Financial Holdings Inc. supports financial advisors and institutions with brokerage, investment advisory, and custodial services
$23.65B
Market cap
$269.24
Last close
+0.2%
1D
-9.5%
5D
1.5M
Volume
Price · last 39 sessions-16.1%
May 4L $265.86 · H $327.58Jun 29
183
Total filings
May 15, 2026
Last filing
12/31
Fiscal year end
8-KBylaw Amendment · Shareholder VoteMay 15, 202610-Q10-QMay 4, 20268-KResults of OperationsApr 30, 2026DEFA14ADEFA14AApr 2, 2026DEF 14ADEF 14AApr 2, 202610-K10-KFeb 23, 20268-KResults of OperationsJan 29, 20268-KExecutive Change · Reg FD DisclosureJan 8, 202610-Q10-QNov 3, 20258-KResults of OperationsOct 30, 202510-Q10-QAug 4, 20258-KReg FD Disclosure · Company UpdateAug 1, 20258-KResults of OperationsJul 31, 20258-KExecutive ChangeJul 3, 20258-KExecutive ChangeJun 3, 20258-KShareholder VoteMay 23, 202510-Q10-QMay 9, 20258-KResults of OperationsMay 8, 20258-KMaterial Agreement · New Debt / ObligationApr 3, 2025424B5424B5Apr 3, 20258-KCompany UpdateApr 2, 2025424B5424B5Apr 2, 2025424B5424B5Apr 1, 2025424B5424B5Mar 31, 20258-KMaterial Agreement · Reg FD DisclosureMar 31, 2025DEFA14ADEFA14AMar 25, 2025DEF 14ADEF 14AMar 25, 20258-KExecutive ChangeMar 6, 20258-KMaterial Agreement · New Debt / ObligationFeb 26, 2025424B5424B5Feb 25, 20258-KCompany UpdateFeb 25, 2025424B5424B5Feb 24, 202510-K10-KFeb 20, 20258-KResults of OperationsJan 30, 20258-K/AMaterial Agreement · New Debt / ObligationDec 9, 20248-KExecutive ChangeDec 9, 20248-KMaterial AgreementDec 5, 202410-Q10-QNov 4, 20248-KResults of OperationsOct 30, 20248-KExecutive Change · Reg FD DisclosureOct 21, 20248-KExecutive Change · Reg FD DisclosureOct 1, 202410-Q10-QJul 30, 20248-KResults of OperationsJul 25, 20248-KMaterial Agreement · New Debt / ObligationMay 20, 2024424B5424B5May 15, 20248-KReg FD Disclosure · Company UpdateMay 14, 2024424B5424B5May 13, 20248-KShareholder VoteMay 10, 202410-Q10-QMay 2, 20248-KResults of OperationsApr 30, 2024DEFA14ADEFA14AMar 28, 2024DEF 14ADEF 14AMar 28, 20248-KExecutive ChangeFeb 29, 202410-K10-KFeb 21, 20248-KBylaw AmendmentFeb 20, 20248-KReg FD DisclosureFeb 13, 20248-KResults of OperationsFeb 1, 20248-KMaterial Agreement · New Debt / ObligationNov 17, 2023424B5424B5Nov 13, 20238-KReg FD Disclosure · Company UpdateNov 9, 2023424B5424B5Nov 8, 202310-Q10-QOct 31, 20238-KResults of OperationsOct 26, 20238-KReg FD DisclosureAug 24, 202310-Q10-QAug 1, 20238-KResults of OperationsJul 27, 20238-KExecutive Change · Shareholder VoteMay 12, 202310-Q10-QMay 2, 20238-KResults of OperationsApr 27, 2023DEFA14ADEFA14AMar 30, 2023DEF 14ADEF 14AMar 30, 202310-K10-KFeb 23, 20238-KExecutive Change · Reg FD DisclosureFeb 16, 2023SC 13GSC 13GFeb 3, 20238-KResults of OperationsFeb 2, 20238-KExecutive Change · Reg FD DisclosureJan 11, 202310-Q10-QNov 1, 20228-KResults of OperationsOct 27, 202210-Q10-QAug 4, 20228-KResults of OperationsAug 2, 2022
Insider Activity
In the 90 days to Mar 10, 2026: 4 sold $2.3M.
| Date | Insider | Action | Shares | Price | Value |
|---|---|---|---|---|---|
| Mar 10, 2026 | Cohen Marc EliotGroup Managing Director | Sell | 1,088 | $309.72 | $337K |
| Mar 9, 2026 | Cohen Marc EliotGroup Managing Director | Sell | 2,212 | $308.75 | $683K |
| Mar 2, 2026 | Jambusaria AneriGroup Managing Director | Sell | 308 | $306.00 | $94K |
| Feb 26, 2026 | Enyedi MatthewGroup Managing Director | Sell | 666 | $320.99 | $214K |
| Feb 26, 2026 | Enyedi MatthewGroup Managing Director | Sell | 628 | $319.38 | $201K |
| Feb 26, 2026 | Audette Matthew JPresident and CFO | Sell | 506 | $321.04 | $162K |
| Feb 26, 2026 | Enyedi MatthewGroup Managing Director | Sell | 463 | $318.38 | $147K |
| Feb 26, 2026 | Audette Matthew JPresident and CFO | Sell | 453 | $322.15 | $146K |
| Feb 26, 2026 | Audette Matthew JPresident and CFO | Sell | 348 | $318.51 | $111K |
| Feb 26, 2026 | Audette Matthew JPresident and CFO | Sell | 274 | $319.32 | $87K |
| Feb 26, 2026 | Enyedi MatthewGroup Managing Director | Sell | 183 | $322.72 | $59K |
| Feb 26, 2026 | Enyedi MatthewGroup Managing Director | Sell | 169 | $321.74 | $54K |
| Dec 5, 2025 | Steinmeier RichardChief Executive Officer | Sell | 2,450 | $371.23 | $910K |
| Dec 5, 2025 | Steinmeier RichardChief Executive Officer | Sell | 1,040 | $370.62 | $385K |
| Dec 5, 2025 | Steinmeier RichardChief Executive Officer | Sell | 779 | $372.20 | $290K |
| Dec 5, 2025 | Gates GregGroup Managing Director | Sell | 410 | $371.20 | $152K |
| Dec 5, 2025 | Steinmeier RichardChief Executive Officer | Sell | 332 | $367.06 | $122K |
| Dec 5, 2025 | Steinmeier RichardChief Executive Officer | Sell | 274 | $373.20 | $102K |
| Dec 5, 2025 | Steinmeier RichardChief Executive Officer | Sell | 183 | $368.63 | $67K |
| Dec 5, 2025 | Gates GregGroup Managing Director | Sell | 136 | $370.44 | $50K |
Open-market buys & sells (Form 4, transaction codes P/S). Source: SEC structured insider data.
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