Shareholder Vote

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549       FORM 8-K       CURRENT REPORT   Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported): August 18, 2025       SOLUNA HOLDINGS, INC. (Exact name of Registrant as Specified in Its Charter)       Nevada   001-40261   14-1462255 (State or Other Jurisdiction of Incorporation)   (Commission File Number)   (IRS Employer Identification No.)   325 Washington Avenue Extension     Albany , New York   12205 (Address of Principal Executive Offices)   (Zip Code)   Registrant’s Telephone Number, Including Area Code: (516) 216-9257   N/A (Former Name or Former Address, if Changed Since Last Report)       Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:   ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)     ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)     ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))     ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Securities registered pursuant to Section 12(b) of the Act:   Title of each class   Trading Symbol(s)   Name of each exchange on which registered Common stock, par value $0.001 per share   SLNH   The Nasdaq Stock Market LLC 9.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share   SLNHP   The Nasdaq Stock Market LLC   Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).   Emerging growth company ☐   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐             Item 5.07 Submission of Matters to a Vote of Security Holders.   On August 18, 2025, Soluna Holdings, Inc. (the “Company”) held its Annual Meeting of Stockholders (the “Annual Meeting”). The stockholders of the Company acted upon the following proposals at the Annual Meeting: (1) the election of two directors, (2) the approval of the Reverse Stock Split Proposal, (3) the approval of the Adjournment Proposal, and (4) the approval of the Auditor Ratification Proposal (each as defined below).   The final voting results were as follows:   Proposal 1: Election of Directors Proposal   The Company’s stockholders elected David C. Michaels as a Class II Director to serve for a three-year term until the Company’s 2028 Annual Meeting of Stockholders. Mr. Michaels received the following votes:   For   Withheld   Broker Non-Votes 6,402,256   173,736   4,644,862   The Company’s stockholders elected Matthew Lipman as a Class II Director to serve for a three-year term until the Company’s 2028 Annual Meeting of Stockholders. Mr. Lipman received the following votes:   For   Withheld   Broker Non-Votes 6,364,245   211,747   4,644,862   Proposal 2: Reverse Stock Split Proposal   The proposal to approve one or more reverse stock splits of the then-outstanding shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), with no change to the number of authorized shares of Common Stock, having an aggregate ratio of not less than one-for-five (1:5) and not greater than one-for-fifty (1:50), with the exact number, timing, and ratio within such aggregate range each to be determined by the Board of Directors of the Company in its discretion and included in a public announcement, to be effectuated at any time within one year after stockholder approval was obtained (the “Reverse Stock Split Proposal”) was approved based upon the following votes:   For   Against   Abstain   Broker Non-Votes 9,702,027   1,479,079   39,748   N/A   Proposal 3: Adjournment Proposal   The proposal to approve the adjournment of the Annual Meeting in the event that the number of shares of Common Stock and Series B Convertible Preferred Stock, par value $0.001 per share, present or represented by proxy at the Annual Meeting and voting “FOR” the Reverse Stock Split Proposal was insufficient to approve such proposal (the “Adjournment Proposal”) was approved based upon the following votes:   For   Against   Abstain   Broker Non-Votes 10,295,007   904,877   20,970   N/A   Proposal 4: Auditor Ratification Proposal   The proposal to ratify the appointment of UHY LLP as the Company’s independent registered public account firm for the year ending December 31, 2025 (the “Auditor Ratification Proposal”) was approved based upon the following votes:   For   Against   Abstain   Broker Non-Votes 10,626,386   310,638   283,830   N/A         SIGNATURES   Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.     SOLUNA HOLDINGS, INC.       Date: August 20, 2025 By: /s/ John Tunison     John Tunison     Chief Financial Officer     (principal financial officer)