Shareholder Vote

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549    Form 8-K    CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported): June 10, 2020   ROKU, INC. (Exact name of Registrant as Specified in Its Charter)   Delaware   001-38211   26-2087865 (State or Other Jurisdiction of Incorporation)   (Commission File Number)   (IRS Employer Identification No.)       1155 Coleman Avenue San Jose , CA       95510 (Address of Principal Executive Offices)       (Zip Code) (408) 556-9040 (Registrant’s Telephone Number, Including Area Code) Not Applicable (Former Name or Former Address, if Changed Since Last Report)   Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):   ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)   ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)   ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))   ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act:   Title of Each Class: Trading Symbol(s): Name of Exchange on Which Registered: Class A Common Stock, $0.0001 par value “ ROKU ” The Nasdaq Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 ( § 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 ( § 240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐     Item  5 . 0 7    Submission of Matters to a Vote of Security Holders. On June 10, 2020, Roku, Inc. (“Roku”) held its annual meeting of stockholders via a live webcast (the “Annual Meeting”). At the Annual Meeting, Roku’s stockholders voted on four proposals, each of which is described in more detail in the definitive proxy statement filed with the U.S. Securities and Exchange Commission on April 28, 2020 (the “Proxy Statement”). The following is a brief description of each matter voted on and the certified results, including the number of votes cast for and against each matter, and if applicable, the number of abstentions and broker non-votes with respect to each matter.     1. The Class I director nominee was elected to serve until Roku’s 2021 annual meeting of stockholders and until his successor is elected and qualified. The voting results were as follows:     Director Name Votes For Votes Withheld Broker Non-Votes Percentage of Votes in Favor Alan Henricks 226,501,885 12,504,182 33,969,420 94.8%     2. The Class III director nominees were elected to serve until Roku’s 2023 annual meeting of stockholders and in each case until their successors are elected and qualified. The voting results were as follows:     Director Name Votes For Votes Withheld Broker Non-Votes Percentage of Votes in Favor Neil Hunt 225,968,561 13,037,506 33,969,420 94.5% Anthony Wood 228,923,602 10,082,465 33,969,420 95.8%     3. Stockholders approved, on an advisory basis, Roku’s executive compensation as described in the Proxy Statement. The voting results were as follows:     Votes For Votes Against Abstentions Broker Non-Votes Percentage of Votes in Favor 215,710,948 23,040,793 254,326 33,969,420 90.3%     4. Stockholders ratified the appointment of Deloitte & Touche LLP as Roku’s independent registered accounting firm for the fiscal year ending December 31, 2020. The voting results were as follows:     Votes For Votes Against Abstentions Percentage of Votes in Favor 271,727,530 733,879 514,078 99.5%   SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.           Roku, Inc.       Dated: June 12, 2020                 By:   /s/ Stephen H. Kay             Stephen H. Kay             Senior Vice President and General Counsel