8-K/AThe WireRed Alert
Executive Change
Filed May 28, 2021 · 5y ago · Accession 0001493152-21-013235
Plain English
Material event — a significant development the company must disclose promptly.
Read the source below for the full document.
Filing text
View original ↗UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K/A
(Amendment
No. 1)
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of report (Date of earliest event reported): May 24, 2021 ( April
14, 2021 )
ABEONA
THERAPEUTICS INC.
(Exact
name of registrant as specified in its charter)
Delaware
001-15771
83-0221517
(State
or other jurisdiction
of
incorporation)
(Commission
File
Number)
(I.R.S.
Employer
Identification
No.)
1330
Avenue of the Americas , 33rd Floor ,
New
York , NY 10019
(Address
of principal executive offices) (Zip Code)
(646)
813-4701
(Registrant’s telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
☐
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title
of Each Class
Trading
Symbol
Name
of each exchange on which registered
Common
Stock, $0.01 par value
ABEO
Nasdaq
Capital Market
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements
of Certain Officers.
On
April 19, 2021, Abeona Therapeutics Inc. (the “Company”) filed a Current Report on Form 8-K disclosing under Item
5.02 that Leila Alland, M.D. and Donald Wuchterl were appointed to serve on the Board of Directors (the “Board”) of
the Company effective on April 14, 2021. At the time of this filing, Dr. Alland and Mr. Wuchterl had not been appointed to serve
on any committees of the Board.
Pursuant
to Instruction (2) to Item 5.02 of Form 8-K, the Company is filing this amendment to its prior Current Report on Form 8-K for
the sole purpose of disclosing that (i) Dr. Alland will serve as a member of the Board’s Compensation Committee and its
Nominating and Corporate Governance Committee and (ii) Mr. Wuchterl will serve as a member of the Board’s Nominating and
Corporate Governance Committee. The committee appointments became effective as of May 24, 2021.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
May
28, 2021
Abeona
Therapeutics Inc.
(Registrant)
By:
/s/
Brendan M. O’Malley
Name:
Brendan
M. O’Malley
Title:
Corporate
Secretary
Filing details
- Company
- ABEONA THERAPEUTICS INC.
- Ticker
- ABEO
- CIK
- 318306
- Form type
- 8-K/A
- Filing date
- May 28, 2021
- Report date
- Apr 14, 2021
- Document
- form8-ka.htm
- Size
- 202 KB