8-KThe WireRoutine
Reg FD Disclosure
Filed Dec 12, 2017 · 8y ago · Accession 0001493152-17-014508
Plain English
Material event — a significant development the company must disclose promptly.
Read the source below for the full document.
Filing text
View original ↗United States Securities and Exchange Commission (the “SEC”) (the “SEC
settlement”) in connection with previously disclosed SEC investigations of two former Company executives and the Company.
Under
the terms of the SEC settlement, the Company, without admitting or denying the findings of the SEC, consented to the entry of
an administrative order that requires the Company to cease and desist from committing or causing any violations and any future
violations of Sections 13(a), 13(b)(2)(A), 13(b)(2)(B), and 14(a) of the Securities Exchange Act of 1934 and Rules 12b-20, 13a-1,
14a-3, and 14a-9 thereunder. The SEC did not allege fraud by the Company.
The
SEC noted in its settlement order that it had taken into consideration remedial acts promptly undertaken and cooperation afforded
to SEC staff by the Company.
A
copy of the Press Release is attached to this Current Report as Exhibit 99.1 and is incorporated herein by reference.
Pursuant
to the rules and regulations of the SEC, the information in this Item 7.01 disclosure, including Exhibit 99.1 and information
set forth therein, is deemed to have been furnished and shall not be deemed to be “filed” under the Securities Exchange
Act of 1934, as amended.
Item
9.01. Financial Statements and Exhibits.
(d)
Exhibits.
Exhibit
Number
Description
99.1
Press release, dated December 12, 2017
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Date:
December 12, 2017
PROVECTUS
BIOPHARMACEUTICALS, INC.
By:
/s/
Timothy C. Scott
Timothy
C. Scott
President
Filing details
- Ticker
- PVCT
- CIK
- 315545
- Form type
- 8-K
- Filing date
- Dec 12, 2017
- Report date
- Dec 12, 2017
- Document
- form8-k.htm
- Size
- 57 KB