8-KThe WireRed Alert
Executive Change · Shareholder Vote
Filed Jun 18, 2020 · 6y ago · Accession 0001387131-20-005767
Plain English
Material event — a significant development the company must disclose promptly.
Read the source below for the full document.
Filing text
View original ↗United States Securities and Exchange Commission (“SEC”) on May 4, 2020, under the heading “Proposal
Four: Adoption of the TherapeuticsMD, Inc. Employee Stock Purchase Plan - Summary of the Purchase Plan,” which description
is incorporated by reference herein.
The
foregoing description of the ESPP is only a summary and is qualified in its entirety by reference to the full text of the ESPP,
which is filed as Exhibit 10.1 to this Current Report on Form 8-K and is incorporated by reference herein.
Item 5.07. Submission
of Matters to a Vote of Security Holders.
On
June 18, 2020, the Company held the Annual Meeting. At the close of business on April 20, 2020, the record date for the determination
of stockholders entitled to vote at the Annual Meeting, there were 271,683,266 shares of common stock, $0.001 par value per share
(“Common Stock”), of the Company outstanding and entitled to vote at the Annual Meeting. The holders of 228,212,024
shares of Common Stock were represented in person or by proxy at the Annual Meeting, constituting a quorum. At the Annual Meeting,
the stockholders of the Company considered and voted on proposals to: (1) elect nine directors, each to serve until the Company’s
next annual meeting of stockholders or until their successors are duly elected and qualified; (2) provide a non-binding advisory
vote on the compensation of the Company’s named executive officers for fiscal 2019; (3) approve an amendment (the “Charter
Amendment”) to the Company’s Amended and Restated Articles of Incorporation, as amended, to increase the number of
authorized shares of Common Stock of the Company from 350,000,000 shares to 600,000,000 shares (the “Share Increase”);
(4) approve the ESPP; and (5) ratify the appointment of Grant Thornton LLP, an independent registered public accounting firm,
as the independent auditor of the Company for the fiscal year ending December 31, 2020.
Set
forth below are the final voting results for each proposal submitted to a vote of the stockholders at the Annual Meeting. For
more information on the following proposals, see the Proxy Statement.
Proposal
1 : To elect nine directors, each to serve until the Company’s next annual meeting of stockholders or until their successors
are duly elected and qualified.
Nominee
For
Withheld
Broker
Non-Votes
Tommy G. Thompson
123,415,400
10,530,699
94,265,925
Robert G. Finizio
127,790,191
6,155,908
94,265,925
Paul M. Bisaro
130,375,825
3,570,274
94,265,925
J. Martin Carroll
130,029,723
3,916,376
94,265,925
Cooper C. Collins
129,626,858
4,319,241
94,265,925
Karen L. Ling
130,628,426
3,317,673
94,265,925
Jules A. Musing
130,261,523
3,684,576
94,265,925
Gail K. Naughton, Ph.D.
130,673,526
3,272,573
94,265,925
Angus C. Russell
122,580,800
11,365,299
94,265,925
Proposal
2 : To provide a non-binding advisory vote on the compensation of the Company’s named executive officers for fiscal 2019.
For
Against
Abstain
Broker
Non-Votes
114,856,559
18,416,748
672,792
94,265,925
Proposal
3 : To approve the Charter Amendment to reflect the Share Increase.
For
Against
Abstain
Broker
Non-Votes
186,174,341
41,051,335
986,348
0
Proposal
4 : To approve the ESPP.
For
Against
Abstain
Broker
Non-Votes
127,267,651
5,915,841
762,607
94,265,925
Proposal
5 : To ratify the appointment of Grant Thornton, LLP, an independent registered public accounting firm, as the independent
auditor of the Company for the fiscal year ending December 31, 2020.
For
Against
Abstain
Broker
Non-Votes
220,601,280
5,232,340
2,378,404
0
Each
of the director nominees and proposals received the necessary votes in favor to be adopted by the Company’s stockholders
at the Annual Meeting.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits.
Exhibit
Index
Exhibit
Number
Description
of Exhibit
10.1
TherapeuticsMD,
Inc. 2020 Employee Stock Purchase Plan (incorporated by reference to Appendix B to the Company’s Definitive Proxy Statement
on Schedule 14A, filed with the SEC on May 4, 2020).
104
Cover Page Interactive
Data File (the cover page tags are embedded within the Inline XBRL document).
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
THERAPEUTICSMD, INC.
Dated: June 18, 2020
By:
/s/ James C. D'Arecca
Name:
Title:
James C. D'Arecca
Chief Financial Officer
Filing details
- Company
- TherapeuticsMD, Inc.
- Ticker
- TXMD
- CIK
- 25743
- Form type
- 8-K
- Filing date
- Jun 18, 2020
- Report date
- Jun 18, 2020
- Document
- txmd-8k_061820.htm
- Size
- 255 KB