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8-KThe WireRoutine

Shareholder Vote

Filed Dec 17, 2015 · 10y ago · Accession 0001354488-15-005570

Plain English

Material event — a significant development the company must disclose promptly.

Read the source below for the full document.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.  20549   FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported):  December 11, 2015   SIEBERT FINANCIAL CORP. (Exact name of registrant as specified in its charter)   New York 0-5703 11-1796714 (State or other jurisdiction of  incorporation)     (Commission File Number) (IRS Employer Identification Number)   885 Third Avenue, New York, New York 10022  (Address of principal executive offices) (Zip Code)   Registrant’s telephone number, including area code:  (212) 644-2400     (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ¨            Written communications pursuant to Rule 425 under the Securities Act ¨            Soliciting material pursuant to Rule 14a-12 under the Exchange Act ¨            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act ¨            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act             Item 5.07 Submission of Matters to a Vote of Security Holders. (a)           On December 11, 2015, the Company held its 2015 Annual Meeting of Shareholders (the “Shareholder Meeting”). (b)           At the Shareholder Meeting, the Company’s shareholders voted on a proposal to elect four  directors to hold office until the next annual meeting or until the director’s successor has been duly elected. Votes regarding the election of all four  nominees were as follows: Name   For Nominee     Authority Withheld From Nominee     Broker Non-Votes                       Jane Macon     20,346,099       58,185       --   Patricia L. Francy     20,347,852       56,432       --   Nancy Peterson Hearn     20,108,210       296,074       --   Robert P. Mazzarella     20,353,852       50,432       --         SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.         Dated: December 17, 2015 By: /s/  Joseph M. Ramos, Jr.       Joseph M. Ramos, Jr.       Chief Operating Officer, Chief Financial Officer and Secretary
Filing details
Ticker
SIEB
CIK
65596
Form type
8-K
Filing date
Dec 17, 2015
Report date
Dec 11, 2015
Document
sieb_8k.htm
Size
32 KB