Executive Change · Shareholder Vote

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549     FORM 8-K     CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 6, 2023     ASTRONOVA, INC. (Exact name of registrant as specified in its charter)       Rhode Island   0-13200   05-0318215 (State or other jurisdiction   (Commission   (I.R.S. Employer of incorporation)   File Number)   Identification No.)   600 East Greenwich Avenue West Warwick , RI 02893 (Address of principal executive offices) (Zip Code) (401) 828-4000 Registrant’s telephone number, including area code Not applicable (Former name or former address, if changed since last report.)     Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):     ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)     ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)     ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))     ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act:   Title of Each Class   Trading Symbol(s)   Name of Each Exchange on which Registered Common Stock, $0.05 Par Value   ALOT   NASDAQ Global Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company   ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐       Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. At our annual meeting of shareholders on June 6, 2023, our shareholders approved an amendment to the AstroNova, Inc. 2018 Equity Incentive Plan (the “Plan”) to increase the number of shares of common stock available for issuance thereunder by 600,000 shares. We incorporate herein by reference the description of the material terms of the Plan appearing under the heading “Proposal No. 3”, in our definitive proxy statement filed with the Securities and Exchange Commission on April 27, 2023.   Item 5.07 Submission of Matters to a Vote of Security Holders. We held our annual meeting of shareholders on June 6, 2023. A total of 7,400,560 shares of our common stock were outstanding as of April 10, 2023, the record date for the annual meeting. At the annual meeting, our shareholders voted (i) to elect five directors to serve until the next annual meeting of shareholders and thereafter until their respective successors are elected and qualified, (ii) to approve an advisory (non-binding) proposal on the compensation paid to our executive officers, (iii) to approve an amendment to the AstroNova, Inc. 2018 Equity Incentive Plan to increase the number of shares of common stock available for issuance thereunder by 600,000 shares; and (iv) to ratify the appointment of Wolf & Company, P.C. as our independent registered public accounting firm for our fiscal year ending January 31, 2024. Set forth below are the matters acted upon at the annual meeting and the final voting results on each matter as reported by our inspector of elections.   1. Election of directors.   Nominee    For      Withheld      Broker Non-Votes   Alexis P. Michas      4,755,271.59        174,729.80        1,687,426   Mitchell I. Quain      4,186,815.59        743,185.80        1,687,426   Yvonne E. Schlaeppi      4,681,926.59        248,074.80        1,687,426   Richard S. Warzala      4,670,710.59        259,290.80        1,687,426   Gregory A. Woods      4,750,060.59        179,940.80        1,687,426     2. To approve, on an advisory, non-binding basis, the compensation paid to our named executive officers.               For                               Against                                   Abstain                   Broker                 Non-Votes                 4,742,236.59   183,486.80   4,278   1,687,426   2 3. To approve an amendment to the AstroNova, Inc. 2018 Equity Incentive Plan to increase the number of shares of common stock available for issuance thereunder by 600,000 shares.               For                               Against                                   Abstain                   Broker                 Non-Votes                 4,281,383.59   644,843.80   3,774   1,687,426   4. To ratify the appointment of Wolf & Company, P.C. as our independent registered public accounting firm for our fiscal year ending January 31, 2024.               For                               Against                                   Abstain                   Broker                 Non-Votes                 6,607,197.59   7,578   2,651.80   0   Item 9.01 Financial Statement and Exhibits.   (d) Exhibits   Exhibit No.    Exhibit 10.1    AstroNova, Inc. 2018 Equity Incentive Plan (as amended), filed as Annex A to the AstroNova, Inc. Definitive Proxy Statement on Schedule 14A filed with the SEC on April 27, 2023 and incorporated by reference herein. 104    Cover Page Interactive Data File (embedded within the Inline XBRL document)   3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.       ASTRONOVA, INC. Dated: June 9, 2023     By:   /s/ David S. Smith       David S. Smith       Vice President, Chief Financial Officer and Treasurer   4