8-KThe WireRoutine
Reg FD Disclosure
Filed Nov 5, 2020 · 5y ago · Accession 0001193125-20-286386
Plain English
Material event — a significant development the company must disclose promptly.
Read the source below for the full document.
Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported) November 2, 2020
Western Asset Investment Grade Income Fund Inc.
(Exact Name of Registrant as Specified in Its Charter)
Massachusetts
(State or Other Jurisdiction
of Incorporation)
811-02351
95-2808650
(Commission
File Number)
(IRS Employer
Identification No.)
620 Eighth Avenue, 49th Floor, New York, NY
10018
(Address of Principal Executive Offices)
(Zip Code)
(888) 777-0102
(Registrants Telephone Number, Including Area Code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions (see General Instruction A.2. below):
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Exchange Act:
Title of each class
Trading
Symbol(s)
Name of each exchange
on which registered
Common Stock
PAI
New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 7.01
Regulation FD Disclosure.
Effective November 2, 2020, the Board of Directors of the Western Asset Investment Grade Income Fund Inc. (the Fund) amended
and restated the Funds bylaws (the Bylaws) to, among other modifications, (i) modify the advance notice provisions for stockholder nominations of board members and other business proposals, including the required contents of
such notices; (ii) change the vote required to elect board members from a plurality- to a majority-of-all-the votes entitled
to be cast in the election of board members; (iii) clarify the procedure for cancelling or postponing a stockholder meeting; (iv) clarify the rules for the organization of stockholder meetings and the procedural powers of the chairperson
of such meetings; (v) establish new board member qualifications for nomination and service as a board member; and (vi) include a new provision to aid with meetings of the Board of Directors and taking action that may be necessary during
emergencies that prevent a majority of board members from convening through normal means.
The Fund hereby furnishes the information in
Exhibit 99.1, its Bylaws.
The above discussion is only a high-level summary of certain amendments, and is qualified in its entirety by
reference to the Bylaws. Investors should refer to the Bylaws for more information.
The information disclosed under this Item 7.01,
including Exhibit 99.1, shall not be deemed to be filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities under Section 18 and shall not be deemed to be
incorporated by reference into any filing of the Fund under the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing.
Item 9.01.
Financial Statements and Exhibits.
(d)
Exhibit
99.1
Amended and Restated Bylaws of the Fund, dated November 2, 2020
EXHIBIT INDEX
Exhibit
No.
Description
99.1
Amended and Restated Bylaws of the Fund, dated November 2, 2020
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Western Asset Investment Grade Income Fund Inc.
Date: November 5, 2020
By:
/s/ Marc De Oliveira
Name:
Marc De Oliveira
Title:
Assistant Secretary
Filing details
- Ticker
- PAI
- CIK
- 75398
- Form type
- 8-K
- Filing date
- Nov 5, 2020
- Report date
- Nov 2, 2020
- Document
- d93261d8k.htm
- Size
- 126 KB
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