8-KThe WireRed Alert
Executive Change · Shareholder Vote
Filed Jun 25, 2020 · 6y ago · Accession 0001193125-20-178023
Plain English
Material event — a significant development the company must disclose promptly.
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Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 19, 2020
Aon plc
(Exact name of registrant as specified in its charter)
Ireland
1-7933
98-1539969
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
Metropolitan Building , James Joyce Street
Dublin 1 , Ireland
D01 K0Y85
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: + 353 1 266 6000
Former name or former address, if changed since last report: Not Applicable
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading
Symbol(s)
Name of each exchange
on which registered
Class A Ordinary Shares, $0.01 nominal value
AON
New York Stock Exchange
Guarantees of Aon plc’s 2.800% Senior Notes due 2021
AON21
New York Stock Exchange
Guarantees of Aon plc’s 4.000% Senior Notes due 2023
AON23
New York Stock Exchange
Guarantees of Aon plc’s 3.500% Senior Notes due 2024
AON24
New York Stock Exchange
Guarantees of Aon plc’s 3.875% Senior Notes due 2025
AON25
New York Stock Exchange
Guarantees of Aon plc’s 2.875% Senior Notes due 2026
AON26
New York Stock Exchange
Guarantees of Aon plc’s 4.250% Senior Notes due 2042
AON42
New York Stock Exchange
Guarantees of Aon plc’s 4.450% Senior Notes due 2043
AON43
New York Stock Exchange
Guarantees of Aon plc’s 4.600% Senior Notes due 2044
AON44
New York Stock Exchange
Guarantees of Aon plc’s 4.750% Senior Notes due 2045
AON45
New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02.
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On June 19, 2020, Aon Corporation, an indirect, wholly owned subsidiary of Aon plc, and Christa Davies entered into an amendment (the “Davies Amendment”) to the international assignment letter agreement dated July 1, 2016 between Aon Corporation and Ms. Davies (the “Davies International Assignment Letter”). The Davies Amendment extends the term of the Davies International Assignment Letter, which was set to expire on June 30, 2020, to expire on June 30, 2021.
On June 19, 2020, Aon Corporation and Gregory C. Case entered into an amendment (the “Case Amendment”) to the international assignment letter agreement dated July 1, 2016 between Aon Corporation and Mr. Case (the “Case International Assignment Letter”). The Case Amendment extends the term of the Case International Assignment Letter, which was set to expire on June 30, 2020, to expire on June 30, 2021.
The foregoing summaries are qualified in their entirety by reference to the Davies Amendment and the Case Amendment, copies of which are attached as Exhibits 10.1 and 10.2, respectively, to this Current Report on Form 8-K and incorporated herein by reference.
Item 5.07.
Submission of Matters to a Vote of Security Holders.
Aon plc (the “Company”) held its Annual General Meeting of Shareholders (the “Annual Meeting”) on June 19, 2020. A total of 208,539,160 Class A Ordinary shares, or 90.24%, of the total shares entitled to vote, were represented at the Annual Meeting in person or by proxy.
Shareholders voted on the following five proposals at the Annual Meeting, all of which are described in the Company’s proxy statement for the Annual Meeting, and cast their votes as described below:
1.
The re-election of 11 nominees to serve as directors. All of the nominees were elected.
Nominee
For
Against
Abstain
Broker Non-Votes
Lester B. Knight
173,911,492
21,087,755
130,500
13,409,413
Gregory C. Case
189,026,467
5,990,453
112,827
13,409,413
Jin-Yong Cai
192,302,088
2,671,861
155,798
13,409,413
Jeffrey C. Campbell
188,922,241
6,073,395
134,111
13,409,413
Fulvio Conti
185,759,407
9,223,520
146,820
13,409,413
Cheryl A. Francis
190,032,425
4,976,566
120,756
13,409,413
J. Michael Losh
181,308,225
13,656,203
165,319
13,409,413
Richard B. Myers
184,219,718
10,750,363
159,666
13,409,413
Richard C. Notebaert
182,292,760
12,691,145
145,842
13,409,413
Gloria Santona
184,235,462
10,771,611
122,674
13,409,413
Carolyn Y. Woo
184,178,155
10,814,450
137,142
13,409,413
2.
An advisory vote to approve executive compensation. This advisory resolution was approved.
For
Against
Abstain
Broker Non-Votes
179,631,159
15,160,167
338,421
13,409,413
3.
The ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ended December 31, 2020. This ordinary resolution was approved.
For
Against
Abstain
201,148,837
7,282,501
107,822
4.
The re-appointment of Ernst & Young Chartered Accountants as the Company’s statutory auditor under Irish law to hold office from the conclusion of the Annual Meeting until the next annual general meeting where accounts are laid before the Company. This ordinary resolution was approved.
For
Against
Abstain
201,178,264
7,244,602
116,294
5.
The authorization of the Company’s Board of Directors or the Audit Committee to determine the remuneration of Ernst & Young Chartered Accountants as the Company’s statutory auditors. This ordinary resolution was approved.
For
Against
Abstain
207,488,737
913,979
136,444
Item 9.01.
Financial Statements and Exhibits.
(d) Exhibits.
Exhibit
Number
Description of Exhibit
10.1
Amendment to International Assignment Letter, dated June 19, 2020, between Aon Corporation and Christa Davies.
10.2
Amendment to International Assignment Letter, dated June 19, 2020, between Aon Corporation and Gregory C. Case.
104
Cover Page Interactive Data File (formatted in iXBRL in Exhibit 101).
* * * *
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: June 24, 2020
AON PLC
By:
/s/ Molly Johnson
Molly Johnson
Assistant Company Secretary
Filing details
- Company
- Aon plc
- Ticker
- AON
- CIK
- 315293
- Form type
- 8-K
- Filing date
- Jun 25, 2020
- Report date
- Jun 19, 2020
- Document
- d947905d8k.htm
- Size
- 320 KB