8-KThe WireRed Alert
Executive Change
Filed Jan 24, 2019 · 7y ago · Accession 0001193125-19-015539
Plain English
Material event — a significant development the company must disclose promptly.
Read the source below for the full document.
Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 21, 2019
A. O. Smith Corporation
(Exact name of registrant as specified in its charter)
Delaware
1-475
39-0619790
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
11270 West Park Place, Milwaukee, Wisconsin 53224
(Address of principal executive offices, including zip code)
(414) 359-4000
(Registrants telephone number)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐
Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 204.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13-e4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain
Officers; Compensatory Arrangements of Certain Officers.
On January 21, 2019, A. O. Smith Corporation (the Company)
publicly announced that Daniel L. Kempken, currently the Companys Vice President and Controller, will succeed Charles T. Lauber as Senior Vice President, Corporate Development and Strategy with Mr. Kempkens appointment to that
position effective May 1, 2019. As Controller, Mr. Kempken is the Companys principal accounting officer for purposes of the Securities Exchange Act of 1934, as amended. The effectiveness of Mr. Kempkens
appointment will coincide with the effectiveness of Mr. Laubers appointment as Chief Financial Officer of the Company on May 1, 2019.
The Company also publicly announced on January 21, 2019 that Helen E. Gurholt, 44, who is currently the Companys Director of
Accounting, will be appointed as Vice President and Controller of the Company effective May 1, 2019. As the Controller, Ms. Gurholt will assume the role of principal accounting officer from Mr. Kempken. Ms. Gurholt
joined the Company in 2002 as an Accounting Supervisor and became Director of Accounting in 2013.
Ms. Gurholt will participate in
the usual compensation and benefit programs available to an officer of the Company.
A copy of the Companys News Release is attached
as Exhibit 99.1 to this Current Report on Form 8-K (this Current Report) and is incorporated by reference here.
Item 9.01. Financial Statements and Exhibits
The following exhibit is being filed herewith:
(99.1)
News Release of A. O. Smith Corporation, dated January 21, 2019.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
A. O. SMITH CORPORATION
Date: January 24, 2019
By:
/s/James F. Stern
James F. Stern
Executive Vice President, General Counsel and Secretary
Filing details
- Company
- SMITH A O CORP
- Ticker
- AOS
- CIK
- 91142
- Form type
- 8-K
- Filing date
- Jan 24, 2019
- Report date
- Jan 21, 2019
- Document
- d668410d8k.htm
- Size
- 50 KB