8-KThe WireRoutine
Shareholder Vote
Filed Jun 1, 2017 · 9y ago · Accession 0001193125-17-191190
Plain English
Material event — a significant development the company must disclose promptly.
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Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 30, 2017
PROVECTUS BIOPHARMACEUTICALS, INC.
(Exact name of registrant as specified in charter)
Delaware
001-36457
90-0031917
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
7327 Oak Ridge Hwy., Knoxville, Tennessee 37931
(Address of Principal Executive Offices)
(866) 594-5999
(Registrants Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.07. Submission of Matters to a Vote of Security Holders.
(a)
Provectus Biopharmaceuticals, Inc. (the Company) held its annual meeting of stockholders on Tuesday, May 30, 2017.
(b)
At the 2017 annual meeting, the Companys stockholders voted on six proposals. A brief description and tabulation of votes for each proposal are set forth below.
Proposal 1 . The Companys stockholders elected the following directors for a term of one year, consistent with the recommendation
of the Companys Board of Directors (the Board). There were 155,379,803 broker non-votes with respect to the proposal.
Nominee
For
Withheld
Bruce Horowitz
114,749,847
12,563,928
Jan E. Koe
113,862,809
13,450,966
Dominic Rodrigues
116,728,417
10,585,358
Eric A. Wachter, Ph.D.
111,570,360
15,743,415
Proposal 2 . The Companys stockholders approved the advisory vote on the compensation of the
Companys named executive officers, consistent with the Boards recommendation. There were 155,379,803 broker non-votes with respect to the proposal.
For
Against
Abstain
108,049,907
17,665,031
1,598,837
Proposal 3 . The Companys stockholders expressed their preference to conduct future advisory votes
on executive compensation every year, consistent with the Boards recommendation. There were 155,379,803 broker non-votes with respect to the proposal. This policy will remain in effect until the next advisory stockholder vote as would be set
forth in the Companys proxy statement for its 2023 annual meeting.
One Year
Two Years
Three Years
Abstain
116,841,564
3,721,040
4,789,375
1,961,796
Proposal 4 . The Companys stockholders ratified the selection of Marcum LLP as the Companys
independent registered public accounting firm for 2017, consistent with the Boards recommendation. There were no broker non-votes with respect to the proposal.
For
Against
Abstain
262,554,263
15,704,221
4,435,094
Proposal 5 . The Companys stockholders did not approve an amendment of the Certificate of
Incorporation, as amended, to increase the number of authorized shares of preferred stock, as a majority of the outstanding shares of common stock entitled to vote were required to vote in favor of this proposal in order to approve it. There were
155,379,803 broker non-votes with respect to the proposal.
For
Against
Abstain
102,632,187
23,924,913
756,675
Proposal 6 . The Companys stockholders approved an amendment of the Provectus 2014
Equity Compensation Plan to allow for the grant of restricted stock awards, consistent with the Boards recommendation. There were 155,379,803 broker non-votes with respect to the proposal.
For
Against
Abstain
103,063,213
17,488,420
6,762,142
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Date: June 1, 2017
PROVECTUS BIOPHARMACEUTICALS, INC.
By:
/s/ Timothy C.
Scott
Timothy C. Scott
President
Filing details
- Ticker
- PVCT
- CIK
- 315545
- Form type
- 8-K
- Filing date
- Jun 1, 2017
- Report date
- May 30, 2017
- Document
- d408164d8k.htm
- Size
- 26 KB