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8-K/AThe WireRoutine

Company Update

Filed Jan 20, 2015 · 11y ago · Accession 0001193125-15-013456

Plain English

Material event — a significant development the company must disclose promptly.

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2014 CECO Environmental Corp. (Exact Name of registrant as specified in its charter) Delaware 000-7099 13-2566064 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 4625 Red Bank Road, Cincinnati, OH 45227 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: 513-458-2600 Not applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c) EXPLANATORY NOTE CECO Environmental Corp. (the “Company”) filed a current report on Form 8-K on November 6, 2014 (the “Original 8-K”) to report, among other things, the completion of its acquisition of Emtrol LLC (“Emtrol”). This Current Report on Form 8-K/A amends and restates in its entirety Item 9.01 of the Original Form 8-K to include the required financial statements and to present certain unaudited pro forma financial information in connection with the acquisition, which are filed as exhibits 99.1 and 99.2 hereto, respectively. The information previously reported in the Original 8-K is not hereby amended and is hereby incorporated by reference into this Form 8-K/A. Item 9.01 Financial Statements and Exhibits. (a) Financial statements of businesses acquired . The audited consolidated financial statements of Emtrol as of and for the years ended December 31, 2013 and 2012 and the unaudited condensed consolidated financial statements of Emtrol as of September 30, 2014 and for the nine-month periods ended September 30, 2014 and 2013 are being filed as Exhibit 99.1 to this Current Report on Form 8-K/A and are incorporated herein by reference. (b) Pro forma financial information . The unaudited pro forma condensed combined financial information relating to the Company’s acquisition of Emtrol is filed as Exhibit 99.2 to this Current Report on Form 8-K/A and is incorporated herein by reference. (d) Exhibits . Exhibit No. Description 23.1 Consent of Kutz & Company, Inc., Independent Certified Public Accountants. 99.1 Audited consolidated financial statements of Emtrol as of and for the years ended December 31, 2013 and 2012 and the unaudited condensed consolidated financial statements of Emtrol as of September 30, 2014 and for the nine-month periods ended September 30, 2014 and 2013. 99.2 Unaudited Pro Forma Condensed Combined Financial Information. Signatures Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: January 16, 2015 CECO Environmental Corp. By: /s/ Edward J. Prajzner Edward J. Prajzner Chief Financial Officer and Secretary EXHIBIT INDEX Exhibit No. Description 23.1 Consent of Kutz & Company, Inc., Independent Certified Public Accountants. 99.1 Audited consolidated financial statements of Emtrol as of and for the years ended December 31, 2013 and 2012 and the unaudited condensed consolidated financial statements of Emtrol as of September 30, 2014 and for the nine-month periods ended September 30, 2014 and 2013. 99.2 Unaudited Pro Forma Condensed Combined Financial Information.
Filing details
Ticker
CECO
CIK
3197
Form type
8-K/A
Filing date
Jan 20, 2015
Report date
Nov 3, 2014
Document
d853910d8ka.htm
Size
366 KB