Shareholder Vote · Company Update

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K   CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report: May 27, 2021   MIDDLESEX WATER COMPANY (Exact name of registrant as specified in its charter)   New Jersey 0-422 22-1114430 (State or other jurisdiction of (Commission (I.R.S. Employer incorporation or organization) File Number) Identification No.)   485C Route 1 South , Suite 400 , Iselin , New Jersey 08830 (Address of Principal Executive Offices) (Zip Code)   732 - 634-1500 (Registrant’s telephone number, including area code)   Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)   ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)   ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))   ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, No Par Value MSEX The NASDAQ Stock Market, LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐     Item. 5.07. Submission of Matters to a Vote of Security Holders   Middlesex Water Company (the “Company”) held its Annual Meeting of Shareholders on Tuesday, May 25, 2021 via virtual audio webcast. Shareholders voted to re-elect continuing directors Dennis W. Doll, Kim C. Hanemann and Ann L. Noble (Class I), to serve a term of office of three years; and Joshua Bershad, M.D. (Class III), to serve the remaining two years of a three-year term. At the Annual Meeting, the Company’s shareholders voted on the following proposals set forth in the Company’s Definitive Proxy Statement on Schedule 14A, (2021 Proxy Statement) which was filed with the Securities and Exchange Commission on April 12, 2021 and mailed to shareholders.   Proposal No. 1 Description of Matters Submitted   1) A proposal to elect four nominees to the Board – Directors Dennis W. Doll, Kim C. Hanemann and Ann L. Noble (Class I) whose terms would expire at the 2024 Annual Meeting of Shareholders and Director Joshua Bershad, M.D. (Class III) whose term would expire at the 2023 Annual Meeting of Shareholders. The directors were elected and received the following votes:   Director For Withheld      Broker Non-Votes Joshua Bershad, M.D. 12,002,581 100,090 2,971,363 Dennis W. Doll 11,734,364 368,307 2,971,363 Kim C. Hanemann 10,939,859 1,162,812 2,971,363 Ann L. Noble 11,316,599 786,072 2,971,363   Proposal No. 2 Description of Matters Submitted   2) A proposal to approve a non-binding advisory resolution approving the compensation of the Company’s named executive officers as disclosed in the 2021 Proxy Statement. The proposal was approved and received the following votes:   For Against   Abstain Broker Non-Vote 11,535,743 483,906 83,022 2,971,363     Proposal No. 3 Description of Matters Submitted   3) A proposal to ratify the appointment by the Audit Committee of Baker Tilly US, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021.   For Against Abstain     Broker Non-Vote 14,987,811 41,497 44,726 0       Item 8.01 Other Events   2021 Annual Meeting of Shareholders   On May 25, 2021, Middlesex Water Company held its 2021 Annual Meeting of Shareholders virtually and exclusively online via audio webcast. Announcement of voting results at which shareholders elected three Class I Directors and one Class III Director; approved, by a non-binding advisory vote, the compensation of the Company’s named executive officers and ratified the Audit Committee’s appointment of Baker Tilly US, LLP as the independent registered public accounting firm for 2021 is described above. Management’s presentation at the Annual Meeting of Shareholders will be available in the Investors section of the company’s website www.middlesexwater.com under News & Events/Presentations. The presentation is also filed herewith as Exhibit 99.1 and is hereby incorporated by reference.   Press Release   On May 27, 2021, the Company issued a press release describing the voting results of shareholders at the Annual Meeting held May 25, 2021. A copy of the Company’s press release dated May 27, 2021 is filed herewith as Exhibit 99.2 and is hereby incorporated herein by reference.     Item 9.01 Financial Statements and Exhibits.   Exhibit Description of Document     99.1 Company officers’ slide show presentation at the Annual Meeting of Shareholders held May 25, 2021     99.2 Company press release announcing Annual Meeting voting results dated May 27, 2021.   SIGNATURE     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf of the undersigned hereunto duly authorized.       MIDDLESEX WATER COMPANY                       (Registrant)           s/A. Bruce O’Connor   A. Bruce O’Connor   Sr. Vice President, Treasurer and   Chief Financial Officer   Dated: May 27, 2021