FilingIndex
8-KThe WireRoutine

Code of Ethics

Filed Jul 28, 2020 · 6y ago · Accession 0001171843-20-005305

Plain English

Material event — a significant development the company must disclose promptly.

Read the source below for the full document.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _________________ FORM 8-K _________________ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported):  July 23, 2020 _______________________________ SIMMONS FIRST NATIONAL CORPORATION (Exact name of registrant as specified in its charter) _______________________________ Arkansas 000-06253 71-0407808 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 501 Main Street Pine Bluff , Arkansas 71601 (Address of Principal Executive Offices) (Zip Code) ( 870 ) 541-1000 (Registrant's telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) _______________________________ Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common stock, par value $0.01 per share SFNC The NASDAQ Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐     Item 5.05. Amendment to Registrants Code of Ethics, or Waiver of a Provision of the Code of Ethics. On July 23, 2020, the board of directors ("Board") of Simmons First National Corporation ("Registrant") approved an amendment to the Registrant's Code of Ethics ("Code") to change the member of management designated to review, in coordination with the Board's Nominating and Corporate Governance Committee, related party transactions from the Registrant's chief people officer to the Registrant's general counsel. The amendment to the Code is effective July 23, 2020.  The text of the Code, as amended, is attached hereto as Exhibit 14.1 and incorporated herein by reference.  This description of the amendment to the Code is qualified in its entirety by reference to the text thereof. Item 9.01. Financial Statements and Exhibits. Exhibit 14.1.   Amended and Restated Simmons First National Corporation Code of Ethics (July 23, 2020). Exhibit 104.  Cover Page Interactive Date File (embedded within the Inline XBRL Document).     SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.   SIMMONS FIRST NATIONAL CORPORATION           Date: July 28, 2020 By:  /s/ Robert A. Fehlman             Robert A. Fehlman     Senior Executive Vice President, Chief Operating Officer, Chief Financial Officer and Treasurer
Filing details
Ticker
SFNC
CIK
90498
Form type
8-K
Filing date
Jul 28, 2020
Report date
Jul 23, 2020
Document
f8k_072820.htm
Size
284 KB