8-K/AThe WireRoutine
Company Update
Filed Mar 19, 2015 · 11y ago · Accession 0001144204-15-017108
Plain English
Material event — a significant development the company must disclose promptly.
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Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported) March
5, 2015
Digital Turbine, Inc.
(Exact Name of Registrant as Specified in
Its Charter)
Delaware
001-35958
22-2267658
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(IRS Employer Identification No.)
1300 Guadalupe Street Suite # 302, Austin TX
78701
(Address of Principal Executive Offices)
(Zip Code)
(512) 387-7717
(Registrant’s Telephone Number, Including
Area Code)
(Former Name or Former
Address, if Changed Since Last Report)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
( see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
EXPLANATORY
NOTE
Digital Turbine, Inc. (the
“Company”) is filing this Amendment No. 1 (this “Amendment”) to its Current Report on Form 8-K,
originally filed with the Securities and Exchange Commission on March 11, 2015 (the “Original
8-K”) reporting the consummation of the Company’s acquisition (the “acquisition”) of
Appia, Inc. (“Appia”). This Amendment is being filed for the purpose of including the historical audited and
unaudited financial statements of Appia and the pro forma financial information required by Item 9.01 of Form 8-K, which
financial statements and unaudited pro forma information are filed as exhibits hereto. Except for the foregoing, this
Amendment effects no other changes to the Original 8-K.
Item 9.01 Financial Statements and Exhibits.
(a) Financial
Statements of Businesses Acquired.
The audited
financial statements of Appia as of and for the years ended December 31, 2013 and December 31, 2012 and the unaudited financial
statements of Appia as of and for the nine months ended September 30, 2014, are attached as Exhibits 99.3 and 99.4 to this Amendment,
respectively, and are incorporated herein by reference.
(b) Pro
Forma Financial Information.
The unaudited
pro forma financial information of the Company and Appia as of September 30, 2014 and for the year ended March 31, 2014 and the
six months ended September 30, 2014, in each case reflecting, on a pro forma basis, the transaction between the Company and Appia,
are attached as Exhibit 99.5 to this Amendment and are incorporated herein by reference.
(d) Exhibits
Exhibit
No.
Description
3.1*
Amendment to Bylaws, as amended, dated March 6, 2015.*
4.1*
Common Stock Purchase Warrant dated March 6, 2015 issued to North Atlantic SBIC IV, L.P.*
10.1*
Securities Purchase Agreement dated as of March 6, 2015 between the Registrant and North Atlantic SBIC IV, L.P.
10.2*
Unconditional Secured Guaranty and Pledge Agreement dated as of March 6, 2015 between the Registrant and North Atlantic SBIC IV, L.P.
10.3*
Unconditional Secured Guaranty and Pledge Agreement dated as of March 6, 2015 between the Registrant and Silicon Valley Bank
23.1
Consent of Grant Thornton LLP (Appia)
99.1*
Press Release issued on March 5, 2015
99.2*
Press Release issued on March 9, 2015
99.3
Audited financial statements of Appia, Inc. as of and for the years ended December 31, 2013 and December 31, 2012
99.4
Unaudited financial statements of Appia, Inc. as of and for the nine months ended September 30, 2014
99.5
Unaudited pro forma financial information as of September 30, 2014 and for the year ended March 31, 2014 and the six months ended September 30, 2014
* Previously filed.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Dated: March 19, 2015
Digital Turbine, Inc.
By: /s/ Andrew Schleimer
Andrew Schleimer
Executive Vice President and Chief Financial Officer
EXHIBIT INDEX
Exhibit
No.
Description
3.1*
Amendment to Bylaws, as amended, dated March 6, 2015.*
4.1*
Common Stock Purchase Warrant dated March 6, 2015 issued to North Atlantic SBIC IV, L.P.*
10.1*
Securities Purchase Agreement dated as of March 6, 2015 between the Registrant and North Atlantic SBIC IV, L.P.
10.2*
Unconditional Secured Guaranty and Pledge Agreement dated as of March 6, 2015 between the Registrant and North Atlantic SBIC IV, L.P.
10.3*
Unconditional Secured Guaranty and Pledge Agreement dated as of March 6, 2015 between the Registrant and Silicon Valley Bank
23.1
Consent of Grant Thornton LLP (Appia)
99.1*
Press Release issued on March 5, 2015
99.2*
Press Release issued on March 9, 2015
99.3
Audited financial statements of Appia, Inc. as of and for the years ended December 31, 2013 and December 31, 2012
99.4
Unaudited financial statements of Appia, Inc. as of and for the nine months ended September 30, 2014
99.5
Unaudited pro forma financial information as of September 30, 2014 and for the year ended March 31, 2014 and the six months ended September 30, 2014
* Previously filed.
Filing details
- Company
- Digital Turbine, Inc.
- Ticker
- APPS
- CIK
- 317788
- Form type
- 8-K/A
- Filing date
- Mar 19, 2015
- Report date
- Mar 5, 2015
- Document
- v404844_8ka.htm
- Size
- 761 KB