8-KThe WireRoutine
Shareholder Vote
Filed Jun 7, 2010 · 16y ago · Accession 0001089355-10-000034
Plain English
Material event — a significant development the company must disclose promptly.
Read the source below for the full document.
Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The
Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): June 4, 2010
SIEBERT FINANCIAL CORP.
(Exact name of
registrant as specified in its charter)
New
York
0-5703
11-1796714
(State or other
jurisdiction of
incorporation)
(Commission File
Number)
(IRS Employer
Identification No.)
885
Third Avenue, New York, New York
10022
(Address of principal
executive offices)
(Zip Code)
Registrants
telephone number, including area
code: (212) 644-2400
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
o Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item
5.07
Submission
of Matters to a Vote of Security Holders.
On
June 4, 2010, Siebert Financial Corp. (the Company) held its 2010 Annual
Meeting of Shareholders. The Companys shareholders voted on a proposal to
elect six directors to hold office until the next annual meeting or until the
directors successor has been duly elected. All six nominees were elected. A
tabulation of the final voting results follows:
Name
For Nominee
Authority Withheld
From Nominee
Broker Non-
Votes
Muriel F. Siebert
20,407,659
312,291
0
Patricia L. Francy
20,613,581
106,369
0
Nancy Peterson Hearn
20,680,707
39,243
0
Leonard Leiman
20,422,525
297,425
0
Jane Macon
20,360,453
359,497
0
Robert P. Mazzarella
20,698,598
21,352
0
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
SIEBERT FINANCIAL CORP.
Date: June 7, 2010
By:
/s/
Joseph M. Ramos, Jr.
Joseph M. Ramos, Jr.
Executive Vice President
and Chief Financial Officer
Filing details
- Company
- SIEBERT FINANCIAL CORP
- Ticker
- SIEB
- CIK
- 65596
- Form type
- 8-K
- Filing date
- Jun 7, 2010
- Report date
- Jun 4, 2010
- Document
- n11369_8-k.htm
- Size
- 17 KB