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8-K/AThe WireRed Alert

Executive Change · Results of Operations

Filed Feb 15, 2007 · 19y ago · Accession 0000950137-07-002324

Plain English

Material event — a significant development the company must disclose promptly.

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 7, 2007 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 333 S. Wabash, Chicago, Illinois 60604 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code (312) 822-5000 (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) TABLE OF CONTENTS ITEM 2.02 RESULTS OF OPERATIONS AND FINANCIAL CONDITION ITEM 5.02(d). DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS. ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS SIGNATURES Press Release Financial Supplement Table of Contents ITEM 2.02 RESULTS OF OPERATIONS AND FINANCIAL CONDITION On February 12, 2007, the Registrant issued a press release and posted a financial supplement providing information on its results of operations for the fourth quarter and year-ended 2006. The press release is furnished as Exhibit 99.1 and the financial supplement is furnished as Exhibit 99.2 to this Form 8-K. The information under this Item 2.02 and, except as otherwise provided below, in Exhibits 99.1 and 99.2 in this Current Report are being furnished and shall not be deemed “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section. The information under Item 2.02 and, except as otherwise provided below, in Exhibits 99.1 and 99.2 in this Current Report shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended. ITEM 5.02(d). DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS. The information contained in Exhibit No. 99.1 under the subheading “Election of Jose Montemayor as Director” is hereby incorporated by reference into this Item 5.02(d). ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS (c) Exhibits: Exhibit No. Description 99.1 CNA Financial Corporation press release, issued February 12, 2007, providing information on the fourth quarter and year-ended 2006 results of operations. 99.2 CNA Financial Corporation financial supplement, posted February 12, 2007, providing supplemental financial information on the fourth quarter and year-ended 2006. Page 2 of 3 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CNA FINANCIAL CORPORATION (Registrant) /s/ D. Craig Mense (Signature) By: D. Craig Mense Its: Executive Vice President and Chief Financial Officer Dated: February 15, 2007 Page 3 of 3
Filing details
Ticker
CNA
CIK
21175
Form type
8-K/A
Filing date
Feb 15, 2007
Report date
Feb 7, 2007
Document
c12139a1e8vkza.htm
Size
1.1 MB