8-KThe WireRoutine
Reg FD Disclosure
Filed May 8, 2023 · 3y ago · Accession 0000950103-23-006956
Plain English
Material event — a significant development the company must disclose promptly.
Read the source below for the full document.
Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
May 5, 2023
SPECTRUM BRANDS HOLDINGS, INC.
(Exact Name of Registrant as Specified in its
Charter)
Delaware
001-4219
74-1339132
(State or other jurisdiction of incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification No.)
SB/RH HOLDINGS, LLC
(Exact Name of Registrant as Specified in its
Charter)
Delaware
333-192634-03
27-2812840
(State or other jurisdiction of incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification No.)
3001 Deming Way
Middleton , Wisconsin 53562
(Address of principal executive offices)
( 608 ) 275-3340
(Registrant’s telephone number, including
area code)
Not applicable
(Former Name or Former Address, if Changed Since
Last Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b)
of the Exchange Act:
Registrant
Title of Each Class
Trading Symbol
Name of Exchange on Which Registered
Spectrum Brands Holdings, Inc.
Common Stock, $0.01 par value
SPB
New York Stock Exchange
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§232.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Spectrum Brands Holdings, Inc.
☐
SB/RH Holdings, LLC
☐
If an emerging growth company, indicate by checkmark
if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act.
Spectrum Brands Holdings, Inc.
☐
SB/RH Holdings, LLC
☐
Item 7.01
Regulation FD Disclosure.
On May 5, 2023, Spectrum
Brands Holdings, Inc. (the “Company”) issued a press release announcing that it has agreed to a stipulation with the U.S.
Department of Justice (“DOJ”) to settle the DOJ’s challenge of ASSA ABLOY’s acquisition of the Company’s
Hardware and Home Improvement segment. A copy of this press release is attached hereto as Exhibit 99.1 and is incorporated by reference
herein.
The information furnished
pursuant to this Item 7.01, including the attached press release, shall not be deemed “filed” for purposes of the Securities
Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of such section, nor shall
such information or exhibits be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the
Exchange Act, except as shall be expressly set forth by specific reference in such a filing by the Company with the Securities and Exchange
Commission.
Item 9.01.
Financial Statements and Exhibits.
(d) Exhibits
Exhibit No.
Description
99.1
Press Release, dated May 5, 2023
104
Cover Page Interactive Data File (embedded within the Inline XBRL document)
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: May 5, 2023
SPECTRUM BRANDS HOLDINGS, INC.
SB/RH HOLDINGS, LLC
By:
/s/ Ehsan Zargar
Name:
Ehsan Zargar
Title:
Executive Vice President, General Counsel and Corporate Secretary
Filing details
- Ticker
- SPB
- CIK
- 109177
- Form type
- 8-K
- Filing date
- May 8, 2023
- Report date
- May 5, 2023
- Document
- dp193404_8k-2.htm
- Size
- 256 KB