8-KThe WireRoutine
Reg FD Disclosure
Filed Jun 8, 2020 · 6y ago · Accession 0000930413-20-001564
Plain English
Material event — a significant development the company must disclose promptly.
Read the source below for the full document.
Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): June 8, 2020
GRIFFON CORPORATION
(Exact name of registrant as specified
in its charter)
Commission File Number: 1-06620
Delaware 11-1893410
(State or other jurisdiction
of incorporation) (IRS Employer
Identification No.)
712 Fifth Avenue, 18th Floor
New York , New York 10019
(Address of principal executive offices, including zip code)
( 212 ) 957-5000
(Registrant’s telephone number, including area code)
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class Trading Symbol(s) Name of Each Exchange on Which Registered
Common Stock, $0.25 par value per share GFF New York Stock Exchange
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01.
Regulation FD Disclosure
On June 8, 2020, Griffon Corporation (the
“Company”) issued a press release announcing the commencement of an add-on offering through a private placement, subject
to market and other conditions, of $150 million in aggregate principal amount of 5.75% senior notes due 2028 (the “Offering”).
A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
Certain Information
Attached as Exhibit 99.2 hereto are selected
portions of information from an offering memorandum that the Company expects to disclose to investors in connection with the Offering.
There can be no assurance that the Offering will be completed as described in the offering memorandum or at all.
The information in Exhibit 99.2 is being
furnished pursuant to Item 7.01 and shall not be deemed to be “filed” for purposes of Section 18 of the Securities
Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall it be
deemed to be incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act.
Item 9.01.
Financial Statements and Exhibits
99.1
Press Release, dated June 8, 2020, regarding the Offering.
99.2
Selected portions of information from an offering memorandum that the Company expects to disclose to investors in connection with the Offering.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
GRIFFON CORPORATION
Date: June 8, 2020
By:
/s/ Seth L. Kaplan
Seth L. Kaplan
Senior Vice President
Filing details
- Company
- GRIFFON CORP
- Ticker
- GFF
- CIK
- 50725
- Form type
- 8-K
- Filing date
- Jun 8, 2020
- Report date
- Jun 8, 2020
- Document
- c95958_8k-ixbrl.htm
- Size
- 370 KB