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8-KThe WireRoutine

Shareholder Vote

Filed Apr 28, 2020 · 6y ago · Accession 0000101829-20-000024

Plain English

Material event — a significant development the company must disclose promptly.

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) ofThe Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2020 (April 27, 2020) RAYTHEON TECHNOLOGIES CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-00812 06-0570975 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 870 Winter StreetWaltham, Massachusetts 02451 (Address of principal executive offices, including zip code) (Registrant’s telephone number, including area code) (781) 522-3000 (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:         Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)         Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)         Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))         Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company     If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.     Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock ($1 par value) RTX New York Stock Exchange (CUSIP 75513E 101) 2.150% Notes due 2030 RTX 30 New York Stock Exchange (CUSIP 75513E AB7) Floating Rate Notes due 2020 RTX 20B New York Stock Exchange (CUSIP 75513E AA9) Section 5 - Corporate Governance and Management Item 5.07 Submission of Matters to a Vote of Security Holders. Raytheon Technologies Corporation (formerly known as United Technologies Corporation) (“RTC” or "Company") held its 2020 Annual Meeting of Shareowners on April 27, 2020. As of March 3, 2020, the record date for the meeting, 866,164,920 shares of RTC common stock were issued and outstanding. A quorum of 750,735,622 shares of common stock was present or represented at the meeting. Set forth below are the final voting results for each of the matters submitted to a vote of the shareholders. For more information about the proposals set forth below, please see the United Technologies Corporation definitive proxy statement filed with the Securities and Exchange Commission on March 13, 2020. 1) Election of Directors. The following individuals were elected to serve as directors for a term expiring at the 2021 Annual Meeting of Shareowners or upon the election and qualification of their successors. The voting results for each of the nominees are as follows: Nominee Votes For Votes Against Abstentions Broker Non-Votes Lloyd J. Austin III 647,525,359 8,056,350 1,393,684 93,760,229 Gregory J. Hayes 642,870,630 12,787,861 1,316,902 93,760,229 Marshall O. Larsen 649,593,861 5,965,377 1,416,155 93,760,229 Robert K. (Kelly) Ortberg 649,775,622 5,876,900 1,322,871 93,760,229 Margaret L. O'Sullivan 649,567,916 5,982,162 1,425,315 93,760,229 Denise L. Ramos 644,098,903 11,598,716 1,277,774 93,760,229 Fredric G. Reynolds 640,519,690 15,029,964 1,425,739 93,760,229 Brian C. Rogers 646,756,709 8,803,296 1,415,388 93,760,229 2) A proposal that shareowners approve, on an advisory basis, the compensation of RTC’s named executive officers. The proposal was approved, and the voting results are as follows: Votes For Votes Against Abstentions Broker Non-Votes 614,724,861 39,467,292 2,783,240 93,760,229 3) A proposal to appoint PricewaterhouseCoopers LLP, a firm of independent registered public accountants, to serve as RTC's Independent Auditor for 2020 until the next Annual Meeting in 2021. The proposal was approved, and the voting results are as follows: Votes For Votes Against Abstentions 719,271,354 30,084,650 1,379,618 4) A shareowner proposal regarding simple majority vote requirement. The proposal was voted upon favorably by a majority of the shares voted, but not by at least 80% of the outstanding shares; the voting results are as follows: Votes For Votes Against Abstentions Broker Non-Votes 615,228,335 17,215,291 24,519,964 93,772,030 5) A shareowner proposal to create a committee to prepare a report regarding the impact of plant closure on communities and alternatives to help mitigate the effects. The proposal was not approved, and the voting results are as follows: Votes For Votes Against Abstentions Broker Non-Votes 34,909,999 613,852,400 8,212,994 93,760,229 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. RAYTHEON TECHNOLOGIES CORPORATION Date: April 28, 2020 By: /s/ Dana Ng _____________________________ Name: Dana Ng Title: Corporate Vice President & Secretary
Filing details
Company
RTX Corp
Ticker
RTX
CIK
101829
Form type
8-K
Filing date
Apr 28, 2020
Report date
Apr 28, 2020
Document
form8-k2020annualmeeti.htm
Size
68 KB