8-KThe WireRoutine
Shareholder Vote · Reg FD Disclosure
Filed May 4, 2022 · 4y ago · Accession 0000040729-22-000013
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Material event — a significant development the company must disclose promptly.
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Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
May 3, 2022
Date of Report (Date of earliest event reported)
Commission file number: 1-3754
Ally Financial Inc.
(Exact name of registrant as specified in its charter)
Delaware 38-0572512
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
Ally Detroit Center
500 Woodward Avenue , Floor 10
Detroit , Michigan 48226
(Address of principal executive offices)
(Zip Code)
( 866 ) 710-4623
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, par value $0.01 per share ALLY NYSE
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
On May 3, 2022, Ally Financial Inc. ( Ally ) held its annual meeting of stockholders ( Annual Meeting ). The results of voting on matters brought before stockholders are shown below.
Proposal 1 — Election of directors
For Against Abstain Broker
Non-Votes
Franklin W. Hobbs 257,644,973 13,275,460 209,120 17,128,191
Kenneth J. Bacon 256,711,239 14,207,489 210,825 17,128,191
Maureen A. Breakiron-Evans 269,938,111 986,236 205,206 17,128,191
William H. Cary 268,731,870 1,974,689 422,994 17,128,191
Mayree C. Clark 257,097,788 13,611,985 419,780 17,128,191
Kim S. Fennebresque 241,609,027 29,311,471 209,055 17,128,191
Melissa Goldman 270,764,791 141,540 223,222 17,128,191
Marjorie Magner 259,779,169 11,130,245 220,139 17,128,191
David Reilly 270,557,130 129,339 443,084 17,128,191
Brian H. Sharples 268,175,103 2,728,858 225,592 17,128,191
Michael F. Steib 270,457,427 253,874 418,252 17,128,191
Jeffrey J. Brown 268,852,241 1,857,082 420,230 17,128,191
Proposal 2 — Advisory vote on executive compensation
For Against Abstain Broker Non-Votes
251,725,872 19,104,270 299,411 17,128,191
Proposal 3 — Ratification of the Audit Committee's engagement of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2022
For Against Abstain
271,463,407 16,603,024 191,313
Item 7.01 Regulation FD Disclosure.
On May 3, 2022, Ally’s Chief Executive Officer ( CEO ) provided remarks during Ally's Annual Meeting. A transcript of the CEO’s remarks is attached hereto as Exhibit 99.1. The information in this Item 7.01 and Exhibit 99.1 is being furnished and is not deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section.
Item 9.01 Exhibits.
Exhibit No.
Description of Exhibits
99.1 CEO's Annual Meeting Script
104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Ally Financial Inc.
(Registrant)
Dated: May 4, 2022 /s/ Jeffrey A. Belisle
Jeffrey A. Belisle
Corporate Secretary
Filing details
- Company
- Ally Financial Inc.
- Ticker
- ALLY
- CIK
- 40729
- Form type
- 8-K
- Filing date
- May 4, 2022
- Report date
- May 3, 2022
- Document
- ally-20220503.htm
- Size
- 291 KB